7-Financial Affairs-Investing

investment by person

People can invest in real estate, stocks, bonds, and commodities {investment, personal}.

commodity

Investment in minerals, animals, and grains {commodity}| is risky. Investment costs are moderate to buy and sell. Invested money can be unavailable in down markets. Commodity trading uses securities brokers.

money market

Investment in money {money market}| has little risk. Investment costs little to buy and sell. Invested money is typically readily available. Money markets use securities brokers.

mutual fund

People can buy investment-company stocks {mutual fund}|. Investment companies buy and sell stocks on stock markets and bonds in bond markets, for profit.

types

Mutual funds can have different investment goals, such as high return rate per share {dividend, share}, high growth rate in stock value {equity, stock}, or moderate rates for both.

risk

Mutual funds invest in a greater variety of stocks and so lessen risk. Emphasis on growth is more risky. Investments in growth should use extra, not essential, money. Investment costs are moderate to buy and sell. Invested money can be unavailable in down markets.

commission

Mutual funds can charge a commission {load, commission} for buying or selling shares. Mutual funds can charge no commission {no-load mutual fund}.

open

Mutual funds {open-ended mutual fund} can keep issuing new shares to public. Mutual funds {closed-end fund} can have a fixed number of traded shares.

portfolio of investments

People have stocks, bonds, and commodities holdings {portfolio, investment}.

prospectus

Corporations or investment companies prepare proposed investments {prospectus}|, to market offerings to investors.

real estate investment

Investment in property {real estate investment} has little long-term risk. Investment costs are high to buy and sell. Invested money is very unavailable. Investing uses real estate agents or brokers.

7-Financial Affairs-Investing-Bond

bond as investment

Investments {bond, investment}| can be company or government promises to pay a fixed interest rate after a date or up to a date, when investors can get principal back. Commercial-paper certificates can state that debtor agrees to pay amount on date. Bonds typically have higher interest rates than savings accounts.

government

USA government bonds are E, H, savings, treasury, and municipal bonds.

process

Bonds are sold for different amounts, and company pays back principal and interest to holder over time, typically quarterly.

tax

Income from bonds from cities {municipal bond} is free from federal and state tax. Income from bonds from states is free from federal tax.

market

People buy and sell bonds in a market {bond market}. Bonds vary in value compared to other investments, depending on interest rates in other investments, money value, and time to maturity. Investment in securities has little risk. Investment costs little to buy and sell. Invested money is typically readily available. People can buy into bond mutual funds.

debenture

Corporations can issue unsecured long-term bonds {debenture}|.

maturity of bond

Bonds pay off at different times {maturity}|, such as 3, 6, or 9 months, or 1, 2, 5, 10, 20, 30, or 40 years.

premium payment

regular insurance payment or regular bond payout {premium}|.

savings bond

United States government sells bonds through banks {savings bond}| {U.S. Savings Bond}. Savings bonds sell at a percentage of face value and have a fixed period during which they can earn interest. For example, savings bond sold for $750 are worth $1000 in 30 years. If bond sells to someone else before 30 years, market determines interest. If you redeem bond after 30 years, value is $1000. Savings bonds typically have higher interest rates than savings accounts.

7-Financial Affairs-Investing-Deposit

certificate of deposit

Banks can agree to pay deposited amount, plus interest at fixed rate, on a fixed date, if depositor leaves money in account until that date {deposit certificate} {certificate of deposit}| (CD).

time deposit

Money can be in securities {time deposit} that you cannot liquidate until after a period.

7-Financial Affairs-Investing-Stock

stock as investment

People can buy shares {common stock, investment} {stock, investment} in corporations.

markets

Dealers can belong to markets {stock exchange} that list stocks for buying and selling. Brokers can buy and sell stocks that are not on stock exchanges {over-the-counter}.

dividend

Common stocks can pay yearly or quarterly dividends from corporation profits. Dividend amount and rate vary greatly.

price

Common-stock value depends on dividend paid or expected compared to stock price, stock price compared to company assets, expected profits or losses, and overall market state. Growth stocks can pay no dividend but have value, because people expect them to quickly rise in price.

preferred

Preferred stock can be ownership shares that have first claim to corporation assets.

stop order

People can order brokers to buy or sell stock when stock reaches a price level {stop order}|.

7-Financial Affairs-Investing-Value

face value

Securities can have a written value {face value}|, as opposed to market value.

no-par

Securities can have no face value {no-par}|, so you cannot redeem it, only sell it on the market.

7-Financial Affairs-Investing-Commercial Paper

commercial paper

Tradable legal documents {commercial paper}| include checks, promissory notes, bank drafts, deposit certificates, and most corporate bonds. Commercial paper can be non-transferable {non-negotiable}. In this case, debtor owes money to party. Commercial paper can be transferable {negotiable}. Debtor pays parties to whom paper transfers. Transfer can be by endorsement, the same as checks. Transfer can be by writing "pay to the bearer", as for corporate bonds. Transfer can be by delivery.

holder in due course

Legal negotiable-paper possessors {holder in due course} are not accountable for previous instrument-holder actions and have legal title to paper value. Finance companies that buy negotiable paper from merchants can get the money from consumers, even if merchants used deceit or other wrongful actions in original sales. Protection against negotiable paper is to have a restrictive clause in credit agreements to prevent commercial-paper transfer.

negotiable instrument

Commercial paper {negotiable instrument}| can be transferable. To be negotiable, maker or drawer must sign commercial paper, which must have an unconditional promise to pay, be payable at a certain time or on bearer demand, and be payable to bearer or to order. Negotiable commercial paper is stocks, bonds, over-the-counter stocks, stock exchange transactions, and bank and finance company transfers. If it has conditions, it is a contract.

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Date Modified: 2022.0225